Licensee Services Useful Lists
 
Login RequiredSubmit notification of changes and annual return for licensed corporation, registered institution, licensed representative and substantial shareholder
Online Licensing Application, Notification, Annual Fee & Return
Check if a person or corporation is licensed by or registered with the SFC
Public Register of Licensees & Registrants
Login RequiredIllustrate applications and supplement forms
Illustration of Online Application/Supplement Forms
List of investment products and associated offering documents that have been authorised by the SFC for issuance under the Securities & Futures Ordinance (SFO) or for registration under the Companies Ordinance (CO)
List of Investment Products
Illustrate notification and annual return forms
Illustration of Notification and Annual Return
Login RequiredSFC e-Certificate RequiredSoftware Installation RequiredSubmit financial returns electronically through the e-FRR System
Electronic Submission of Financial Return
Apply a SFC e-Certificate for digital signing an e-FRR return
SFC e-Certificate Application		  
 
Other e-Services
 
Login RequiredSubmit disclosure of information relating to transactions by brokers under SFO s181
S181 Return by Brokers on Trading Information		  
Subscribe email alert on the SFC website updates
Subscription to SFC Update Alert		  
Short Position Reporting Service on the SFC website
Short Position Reporting Service		  
Rule 22 Dealing Disclosure Online Submission
Rule 22 Dealing Disclosure Online Submission		  
Login RequiredInvestment Products information submission
Investment Products information submission		  
 
Legend
Learn more about the service
Login Required
SFC e- Certificate Required
Software Installation Required