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FAQs on conduct related matters
Unless otherwise specified, terms used in these FAQs bear the same meaning as defined in the Guidelines for Virtual Asset Trading Platform Operators (VATP Guidelines).
 
Topic Last Updated
Account opening 31 May 2023
Anti-money laundering and counter-financing of terrorism 25 May 2023
Client money 1 Mar 2024
31 May 2023
Conflicts of interest 1 Mar 2024
31 May 2023
Contract notes, statements of account and receipts 1 Mar 2024
Cybersecurity 1 Mar 2024
(updated 31 May 2024)
31 May 2023
Dealing with clients 1 Mar 2024
31 May 2023
Financial return, financial statement and business and risk management questionnaire 1 Mar 2024
(updated 31 May 2024)
Management, supervision and internal control 1 Mar 2024
Operational resilience 1 Mar 2024
Professional investors 1 Mar 2024
31 May 2023
Record keeping 1 Mar 2024
Trading of virtual assets 31 May 2023
Use of external electronic data storage 31 May 2023
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