Legislative history

Securities and Futures Commission

Eng 繁簡

Alert List

Account opening

Regulatory requirements
Acceptable account opening approaches
List of eligible jurisdictions for remote onboarding of overseas individual clients

OTC derivatives regulatory regime

Short position reporting rules

Securities and Futures Ordinance Part XV - Disclosure of Interests

Suitability requirement

Regulatory requirements
Circulars
FAQs
Non-complex and complex products
- List of specified jurisdictions
- Minimum information to be provided and warning statements
Other publications and information sources

Anti-money laundering and counter-financing of terrorism

Legal and regulatory requirements
Circulars
Other publications and information sources

Investor Identification and OTC Securities Transactions Reporting

Principles of responsible ownership

Virtual assets

Overview
Virtual asset trading platform operators
Other virtual asset related activities
Other useful materials

Legislative history

This section contains details of legislative amendments, including gazettes, Legislative Council briefs and consultation documents regarding the Securities and Futures Ordinance (SFO) and its subsidiary legislation.

› SFO and related ordinances

› SFO subsidiary legislation

Last update: 25 Feb 2020

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