Government notices
The table contains notices and other materials published by the SFC in the Government Gazette under various provisions of the Securities and Futures Ordinance (SFO). Gazettal began shortly before the commencement of the SFO in April 2003.
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| Date | Gazette No. | Section No. and Description |
|---|---|---|
| 15 Nov 2024 | G.N. 6746 of 2024 | Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 17 August 2022 to Bright Smart Securities International (H.K.) Limited. |
| G.N. 6745 of 2024 | Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 1 March 2018 to Interactive Brokers Hong Kong Limited. | |
| 1 Nov 2024 | G.N. 6499 of 2024 | Notice under s.399 of SFO publishing Guidelines for Market Soundings |
| 4 Oct 2024 | G.N. 5878 of 2024 | Restriction Notice against Kingston Securities Limited under sections 204 and 205 of SFO together with Statement of Reasons under section 209(2) of SFO |
| 27 Sep 2024 | G.N. 5639 of 2024 | Notice under s.399 of SFO publishing amendments to the Guidelines on Competence |
| G.N. 5638 of 2024 | Notice under s.399 of SFO publishing amendments to the Fund Manager Code of Conduct | |
| G.N. 5637 of 2024 | Notice under s.399 of SFO publishing amendments to the Code on Real Estate Investment Trusts | |
| G.N. 5636 of 2024 | Notice under s.399 of SFO publishing amendments to the Code on Pooled Retirement Funds | |
| G.N. 5635 of 2024 | Notice under s.399 of SFO publishing amendments to the Code on Unit Trusts and Mutual Funds as set out in Section II of the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products | |
| G.N. 5634 of 2024 | Notice under ss.169 and 399 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission | |
| 23 Aug 2024 | G.N. 4894 of 2024 | Notice under s.402 of SFO specifying revised electronic form for the purpose of submitting a financial return by a licensed corporation under s.56 of the Securities and Futures (Financial Resources) Rules |
| 16 Aug 2024 | G.N. 4761 of 2024 | Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under s.205 of SFO dated 4 August 2022 in respect of Kilmorey Securities Limited |
| 7 Jun 2024 | G.N. 3231 of 2024 | Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 18/02/2021 to Luk Fook Securities (HK) Limited |
| G.N. 3230 of 2024 | Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 18/02/2021 to Zinvest Global Limited | |
| G.N. 3229 of 2024 | Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 18/02/2021 and amended on 16/03/2021 to Kingkey Securities Group Limited | |
| G.N. 3228 of 2024 | Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 18/02/2021 and amended on 16/03/2021 to Zhongtai International Securities Limited | |
| 24 May 2024 | G.N. 2863 of 2024 | Notice under s.402 of SFO specifying additional paper licensing forms to be submitted under Part V of SFO and Securities and Futures (Licensing and Registration) (Information) Rules |
| G.N. 2862 of 2024 | Notice under s.402 of SFO specifying electronic licensing forms to be submitted under Part V of SFO and Securities and Futures (Licensing and Registration) (Information) Rules | |
| 17 May 2024 | G.N. 2757 of 2024 | Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 23/12/2020 to CNI Securities Group Limited |
| 26 Apr 2024 | G.N. 2303 of 2024 | Restriction Notice against Interactive Brokers Hong Kong Limited under sections 204 and 205 of SFO together with Statement of Reasons under section 209(2) of SFO |
Last update: 23 Jan 2020