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Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission 2 Oct 2024 Twenty seven versions
Code of Conduct for Persons Providing Credit Rating Services Jun 2011 -
Code of Conduct for Share Registrars 2003 -
Code on Immigration-Linked Investment Schemes Apr 2003 One version
Code on Open-ended Fund Companies 11 Sep 2020 One version
Code on Pooled Retirement Funds 2 Oct 2024 Seven versions
Code on Real Estate Investment Trusts 2 Oct 2024 Seven versions
Corporate Finance Adviser Code of Conduct 1 Oct 2013 Two versions
Fund Manager Code of Conduct 2 Oct 2024 Five versions
SFC Code on MPF Products 1 Jan 2019 Seven versions
SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products

Section I - Overarching Principles Section
Section II - Code on Unit Trusts and Mutual Funds
Section III - Code on Investment-Linked Assurance Schemes
Section IV - Code on Unlisted Structured Investment Products
2 Oct 2024 Four versions
The Codes on Takeovers and Mergers and Share Buy-backs 29 Sep 2023 Twelve versions
Latest version

SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products

Section I - Overarching Principles Section


Section II - Code on Unit Trusts and Mutual Funds


Section III - Code on Investment-Linked Assurance Schemes


Section IV - Code on Unlisted Structured Investment Products


Code on Immigration-Linked Investment Schemes
Code on Open-ended Fund Companies
Corporate Finance Adviser Code of Conduct
Previous versions

SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products

Note: Code on Unit Trusts and Mutual Funds and Code on Investment-Linked Assurance Schemes became parts of the Handbook since its launch on 25 June 2010, and their previous versions are set out below under Section II and III, respectively.


Section I - Overarching Principles Section


Date
No previous versions before the launch of the Handbook

Section II - Code on Unit Trusts and Mutual Funds


Note: There were four amendments and one insertion during the period from 1 Apr 2003 to 31 Jul 2008.

Section III - Code on Investment-Linked Assurance Schemes


Section IV - Code on Unlisted Structured Investment Products


Date
No previous versions before the launch of the Handbook
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