- Home
-
Rules and standards
- Laws
- Codes and guidelines
- Circulars
- Account opening
- OTC derivatives regulatory regime
- Short position reporting rules
- Securities and Futures Ordinance Part XV - Disclosure of Interests
- Suitability requirement
- Anti-money laundering and counter-financing of terrorism
- Investor Identification and OTC Securities Transactions Reporting
- Gazette notices
- Sustainable finance
- Principles of responsible ownership
- Search regulations by topic
- Virtual assets
- Account opening
- Regulatory requirements
Regulatory requirements
Codes and Guidelines
Circulars
- Circular to intermediaries - Amendment of paragraph 5.1 of the Code of Conduct
(28 June 2019) - Circular to intermediaries - Remote onboarding of overseas individual clients
(28 June 2019)
FAQs
- FAQs on Account Opening
Last update: 28 Jun 2019