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• Laws
• Codes and guidelines
• Circulars
• OTC derivatives regulatory regime
• Short position reporting rules
• Securities and Futures Ordinance Part XV - Disclosure of Interests
• Account Opening
• Anti-money laundering and counter-terrorist financing
• Investor identification and OTC securities reporting
• Gazette notices
• Principles of responsible ownership 
• Suitability requirement
• Search regulations by topic

Last update: 26 Jun 2024