1. Home
2. Regulatory functions
   • Corporates
     • Dual filing
     • Corporate disclosure
     • Takeovers and mergers
     • Unlisted shares, debentures
     • Circulars
     • Consultations and conclusions
     • FAQs
   • Intermediaries
     • Licensing
     • Supervision
   • Products
     • List of publicly offered investment products
     • List of ESG funds
     • Open-ended fund companies
     • Real estate investment trusts
     • Grant Scheme for Open-ended Fund Companies and Real Estate Investment Trusts
     • Circulars
     • Consultations and conclusions
     • Forms & checklists
     • FAQs
     • List of Eligible Collective Investment Schemes under the New Capital Investment Entrant Scheme (New CIES)
     • Quick Reference to FASTrack Applications
   • Markets
     • Market statistics and research
     • Approved or authorised entities
     • Short position reporting
     • OTC derivatives regulatory regime
     • Mainland-Hong Kong Stock Connect
     • Consultations and conclusions
     • FAQs
   • Enforcement
     • Disciplinary proceedings
     • Secrecy provisions
     • Enforcement actions
     • Have you seen these people?
     • Upcoming hearings calendar
     • Circulars
     • Consultations and conclusions
3. Products
   • List of publicly offered investment products
     • Specific information about unlisted structured investment products
     • Mutual recognition of funds arrangements
     • List of recognised jurisdiction schemes and inspection regimes
     • Products Key Facts Statements (KFS)
     • Format of Illustration Document for ILAS
     • Information Disclosure Templates for Investment Portfolios (Pooled Retirement Funds)
   • List of ESG funds
   • Open-ended fund companies
     • OFC Structure
     • Regulatory requirements
     • List of Registered OFCs
     • Post-registration matters
     • Useful materials
   • Real estate investment trusts
     • Circular
     • Consultations and conclusions
   • Grant Scheme for Open-ended Fund Companies and Real Estate Investment Trusts
   • Circulars
   • Consultations and conclusions
   • Forms & checklists
   • FAQs
   • List of Eligible Collective Investment Schemes under the New Capital Investment Entrant Scheme (New CIES)
   • Quick Reference to FASTrack Applications
4. List of publicly offered investment products
   • Specific information about unlisted structured investment products
   • Mutual recognition of funds arrangements
   • List of recognised jurisdiction schemes and inspection regimes
   • Products Key Facts Statements (KFS)
   • Format of Illustration Document for ILAS
   • Information Disclosure Templates for Investment Portfolios (Pooled Retirement Funds)
5. Mutual recognition of funds arrangements

The SFC has entered into mutual recognition of funds arrangements with the Mainland and overseas financial regulators to enable eligible funds authorised by or registered with financial regulators in those jurisdictions to enjoy a streamlined process for the purpose of authorisation for offering to the public in Hong Kong and vice versa.

Last update: 15 Nov 2022