Register of Automated Trading Services Authorized Under Part III of the Securities and Futures Ordinance
The Register of Automated Trading Services Authorized Under Part III of the Securities and Futures Ordinance (SFO) is a database of persons who are authorized by the SFC to provide automated trading services in Hong Kong.Pursuant to section 99(4) of the SFO, the purposes of this Register are to enable any member of the public to ascertain whether he is dealing with a person who has been granted an authorization under section 95(2) in matters of or connected with any automated trading services and to ascertain the particulars of the authorization of such person.
As required by the Personal Data (Privacy) Ordinance, you may only use the information provided in this Register for the specified purposes as set out above.
The Register is updated when there is a new authorization and from time to time on best effort basis. It may not contain the most up-to-date information for all authorized persons. If you have any doubt, please contact the SFC directly for the most current information.
You are also advised to check the "All News" section of this website for details of publicly announced SFC enforcement actions in the last three months. You may also contact the SFC at enquiry@sfc.hk for details of earlier enforcement actions.
By publishing this Register, the SFC does not guarantee the performance or creditworthiness of any authorized persons providing automated trading services.
Last update: 5 Oct 2004