This page is designed to assist you to locate circulars, FAQs and thematic reports published by Intermediaries Supervision. Please click on the frequently searched terms or enter keywords for an advanced search. For complete lists, please refer to the dedicated pages for circulars, FAQs and thematic reports.
Order Handling and Execution
|31 Jul 2019||Data Standards for Order Life Cycles|
|28 Jul 2003||Keeping of Records Rules|
|17 Mar 2003||Keeping of Records Rules|
16 Jul 2001
(updated 12 May 2015)
|Code of Conduct|