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5. Search regulations by topic
   • Account Opening
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   • Asset Management
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   • Corporate Finance, Placing and Underwriting
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   • Depositary services for relevant CISs
   • Financial Resources Rules
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   • Order Handling and Execution
   • OTC Derivatives
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   • Securities Margin Finance ("SMF")
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   • Others
6. Corporate Finance, Placing and Underwriting

This page is designed to assist you to locate circulars, FAQs and thematic reports published by Intermediaries Supervision. Please click on the frequently searched terms or enter keywords for an advanced search. For complete lists, please refer to the dedicated pages for circulars, FAQs and thematic reports.

Codes and Guidelines relating to the supervision of intermediaries are listed separately.

Corporate Finance, Placing and Underwriting