Through issuing topical publications and market statistics, we aim to keep the industry informed of the latest regulatory developments and compliance concerns.
Below are three publications resulting from our supervisory work. Just click the title of each publication to view the latest and past issues:
We conduct regular financial reviews of the Hong Kong securities industry. The objectives are to provide key statistical information on securities dealers and securities margin financiers and to give an overview of stock exchange participants' financial performance.
We issue reports on findings of and regulatory concerns noted during thematic inspections of licensed corporations.
We give updates on the hedge fund industry in Hong Kong.
Last update: 31 Mar 2020