Financial returns
Prerequisites for e-FRR returns submission
- You should obtain a digital certificate from us for attaching electronic signature onto the financial returns.
- You should have a computer that meets the baseline specifications stated in the e-FRR System User Guide.
Templates for online submission
Pursuant to section 402 of the Securities and Futures Ordinance, the electronic forms provided below shall be used for the submission of the financial returns under section 56(1), (2) and (3) of the Securities and Futures (Financial Resources) Rules.
- Financial returns template: for users using Microsoft Office Excel 97, 2000 and 2003
- Financial returns template: for users using Microsoft Office Excel 2007 and 2010
Submit your financial returns online
To proceed with your submission, click here to access the e-FRR System. You may also refer to the e-FRR System User Guide for guidance on how to submit your financial returns through the system.
Last update: 28 Feb 2019