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Modifications or waivers
- Securities and Futures (Financial Resources) Rules
- Securities and Futures (Professional Investor) Rules
- Securities and Futures (Contract Notes, Statements of Account and Receipts) Rules
- Securities and Futures (Financial Resources) Rules
- Securities and Futures (Professional Investor) Rules
- Securities and Futures (Contract Notes, Statements of Account and Receipts) Rules
- Securities and Futures (Professional Investor) Rules
Securities and Futures (Professional Investor) Rules
The SFC has, pursuant to its power under section 134 of the SFO, granted modifications or waivers, amended a modification or waiver previously granted, amended or revoked any of the conditions imposed, or imposed new conditions on a modification or waiver previously granted to the following person in relation to the requirements of the Securities and Futures (Professional Investor) Rules.
Last update: 13 Jul 2018