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Enforcement

Shum Yiu Fai (沈耀輝)
Shum Yiu Fai 2
Shum Yiu Fai (沈耀輝)
Nationality: Chinese
Sex: Male
Date of birth: 3 Aug 1982
Place of birth: Hong Kong

Background Information:

Shum was the responsible officer of Promising Securities Company Limited from 24 May 2017 to 31 July 2021.

The SFC has made various attempts to contact Shum since April 2021 but has not been successful. 

The SFC has credible information that Shum is not currently in Hong Kong. 
We wish to speak to Shum in connection with matters concerning a suspected ramp-and-dump market manipulation case.

 

 

Last update: 13 Oct 2022

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