Enforcement

Investigations by nature
Quarter ended
31/12/2020
Quarter ended
30/09/2020
Quarter ended
30/06/2020
Quarter ended
31/03/2020
Corporate disclosure 39 41 46 51
Corporate misgovernance 79 76 74 76
Insider dealing 44 42 47 47
Intermediary misconduct 137 126 125 132
Market manipulation 76 76 76 75
Unlicensed activities 49 54 58 57
Total 424 415 426 438




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