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Enforcement

Investigations by nature
Quarter ended
31/03/2024
Quarter ended
31/12/2023
Quarter ended
30/09/2023
Quarter ended
30/06/2023
Corporate disclosure 40 39 41 41
Corporate misgovernance 74 81 89 85
Insider dealing 26 26 24 20
Intermediary misconduct 168 156 151 144
Market manipulation 96 93 93 89
Unlicensed activities 41 40 36 37
Total 445 435 434 416




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