Enforcement

Investigations by nature
Quarter ended
31/03/2021
Quarter ended
31/12/2020
Quarter ended
30/09/2020
Quarter ended
30/06/2020
Corporate disclosure 36 39 41 46
Corporate misgovernance 84 79 76 74
Insider dealing 39 44 42 47
Intermediary misconduct 136 137 126 125
Market manipulation 81 76 76 76
Unlicensed activities 42 49 54 58
Total 418 424 415 426




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