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Enforcement

Investigations by nature
Quarter ended
30/06/2024
Quarter ended
31/03/2024
Quarter ended
31/12/2023
Quarter ended
30/09/2023
Corporate disclosure 39 40 39 41
Corporate misgovernance 70 74 81 89
Insider dealing 31 26 26 24
Intermediary misconduct 179 168 156 151
Market manipulation 89 96 93 93
Unlicensed activities 53 41 40 36
Total 461 445 435 434




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