Investigations by nature

Securities and Futures Commission

Eng 繁簡

See Chart

	Quarter ended 31/12/2020	Quarter ended 30/09/2020	Quarter ended 30/06/2020	Quarter ended 31/03/2020
Corporate disclosure	39	41	46	51
Corporate misgovernance	79	76	74	76
Insider dealing	44	42	47	47
Intermediary misconduct	137	126	125	132
Market manipulation	76	76	76	75
Unlicensed activities	49	54	58	57
Total	424	415	426	438

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