Investigations by nature
Quarter ended 31/12/2020 |
Quarter ended 30/09/2020 |
Quarter ended 30/06/2020 |
Quarter ended 31/03/2020 |
|
---|---|---|---|---|
Corporate disclosure | 39 | 41 | 46 | 51 |
Corporate misgovernance | 79 | 76 | 74 | 76 |
Insider dealing | 44 | 42 | 47 | 47 |
Intermediary misconduct | 137 | 126 | 125 | 132 |
Market manipulation | 76 | 76 | 76 | 75 |
Unlicensed activities | 49 | 54 | 58 | 57 |
Total | 424 | 415 | 426 | 438 |