Investigations by nature
| Quarter ended 31/03/2021 |
Quarter ended 31/12/2020 |
Quarter ended 30/09/2020 |
Quarter ended 30/06/2020 |
|
|---|---|---|---|---|
| Corporate disclosure | 36 | 39 | 41 | 46 |
| Corporate misgovernance | 84 | 79 | 76 | 74 |
| Insider dealing | 39 | 44 | 42 | 47 |
| Intermediary misconduct | 136 | 137 | 126 | 125 |
| Market manipulation | 81 | 76 | 76 | 76 |
| Unlicensed activities | 42 | 49 | 54 | 58 |
| Total | 418 | 424 | 415 | 426 |