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Regulatory update

This page provides links to the latest updates from the SFC, including press releases, policy statements and announcements, newsletters, reports and surveys, as well as corporate publications and executive speeches.

2 Jan 2025

SFC secures first conviction against a solicitor for breaching secrecy provision

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27 Dec 2024

SFC reprimands and fines Ever-Long Securities Company Limited $3 million for sponsor failures

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23 Dec 2024

SFC and SAFE top management meet in Beijing

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23 Dec 2024

SFC bans fund manager Ng Ka Shun for life and fines him $1.7 million for serious misconduct

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23 Dec 2024

SFC and Ministry of Finance top management meet in Beijing

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20 Dec 2024

Mainland-Hong Kong Mutual Recognition of Funds enhancements to take effect on 1 January 2025

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20 Dec 2024

SFC and PBoC top management meet in Beijing

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20 Dec 2024

SFC publishes review of SEHK’s performance in regulating listing matters

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19 Dec 2024

SFC and CSRC top management meet in Beijing

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19 Dec 2024

Court sets trial date for insider dealing case against Segantii Capital Management and its chief investment officer

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19 Dec 2024

SFC warns public of Alpha Advice’s unauthorised advertisements of investment product on Facebook

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18 Dec 2024

SFC licenses virtual asset trading platforms under swift licensing process

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