Audit questionnaire
For the purpose of assisting the Securities and Futures Commission to carry out its functions of supervising licensed corporations and licensed providers, auditors are requested to submit the audit questionnaire within 4 months after the end of the financial year of licensed corporation or licensed provider.
The audit questionnaires can be downloaded by clicking the links below.
| Item | Name of the questionnaire | Questionnaire |
|---|---|---|
| For an audit questionnaire in respect of any period ending on or after 1 December 2023 | ||
| 1 | Audit Questionnaire | |
| For an audit questionnaire in respect of any period ending on or before 30 November 2023 | ||
| 2 | Audit Questionnaire | |
Last update: 25 May 2023