Ref.: SFC/MA/ENF/INVMMT/250328
Duties & Responsibilities:
We are currently inviting applications for the Management Associate position in the Enforcement Division (Investigation – Market Misconduct Team). This is a remarkable opportunity for you to become part of our dedicated team of professionals in the SFC’s Enforcement Division. Our division focuses on investigating and combating market and listed company crimes, as well as cases of intermediary misconduct. These investigations are not only intellectually challenging but also vital to maintaining Hong Kong’s reputation as an international financial centre.
Enforcement staff work in teams of market experts, investigators, accountants and lawyers to detect and investigate suspected market and listed company crime and intermediary misconduct. They also conduct and support subsequent enforcement proceedings.
Enforcement staff (Investigation – Market Misconduct Team) will be involved in:
- detecting and analysing possible crime and misconduct related to securities and futures markets, as well as listed companies, through intelligence gathering and real time market surveillance;
- collecting evidence pertaining to suspected market crimes and misconduct by conducting search operations, interviewing suspects and witnesses, gathering documents, and analysing evidence; and
- preparing cases for criminal or civil proceedings before the courts and tribunals of Hong Kong.
Requirements:
- University degree holder.
- Experience in audit / forensic accounting / enforcement agencies / financial services or related industries preferred. Recent university graduates of exceptional qualities will also be considered.
- Candidates should have a strong sense of responsibility and willing to learn.
- Good analytical, interpersonal, presentation and communication skills with good team spirit.
- Good command of spoken and written English and Chinese. Putonghua is also an advantage.
Please quote the reference and apply by 11 April 2025 with details of qualifications, previous experience, current and expected salary to:
Recruitment Manager
Securities & Futures Commission
54/F, One Island East,
18 Westlands Road, Quarry Bay, Hong Kong
(E-mail address : enf_recruit@sfc.hk)
All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.
We are an EQUAL OPPORTUNITY EMPLOYER.
Last update: 28 Mar 2025