Facebook   LinkedIn   WeChat   YouTube Alert List
Cooperative arrangements with the CSRC and Mainland exchanges

Cooperative arrangements for mutual investigatory assistance and the exchange of information:

Authority Arrangement
China Securities Regulatory Commission

Memorandum of Understanding on Supervisory and Enforcement Cooperation on Matters concerning Futures - December 2017

Memorandum of Regulatory Cooperation - June 1993

Multilateral Memorandum of Understanding of International Organization of Securities Commissions

 Cooperative arrangements for the exchange of information only:

Authority Arrangement
China Securities Regulatory Commission

Memorandum of Understanding on the Supervisory Cooperation and Exchange of Information in relation to Cross-Boundary Regulated Entities -November 2018

Shanghai Stock Exchange

Memorandum of Regulatory Cooperation - June 1993

Shenzhen Stock Exchange

Memorandum of Regulatory Cooperation - June 1993


Last update: 10 Mar 2020

We use cookies to improve the website performance and user experience. If you continue to use this website, you are agreeing to their uses. Learn more about our privacy policy.