Hong Kong's financial markets are large and complex. While different authorities have specific roles and mandates, the statutory and frontline regulators work together, along with self-regulatory organisations where appropriate, to address key cross-market issues.
To ensure a consistent regulatory approach, we have entered into the following memoranda of understanding (MoU) with local organisations:
|
Local Counterparties |
MOU |
Date |
---|---|---|---|
1. | Insurance Authority | Memorandum of Understanding between the Securities and Futures Commission and the Insurance Authority | 28 Sep 2020 |
2. |
16 Apr 2020 |
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3. |
3 Sept 2019 |
||
4. |
19 Aug 2019 |
||
5. |
15 Nov 2017 |
||
6. |
25 Aug 2017 |
||
7. |
4 Mar 2016 |
||
8. |
30 Apr 2014 |
||
9. |
28 May 2013 |
||
10. |
9 Jul 2008 |
||
11. |
12 Nov 2007 |
||
12. |
20 Dec 2005 |
||
13. |
4 Nov 2004 |
||
14. |
Memorandum of Understanding Concerning the Regulation of MPF Intermediaries |
1 Jan 2004 |
|
15. |
Memorandum of Understanding Concerning the Regulation of Mandatory Provident Fund Products |
23 Apr 2003 |
|
16. |
11 Apr 2003 |
||
17. |
The Stock Exchange of Hong Kong Limited |
28 Jan 2003 |
|
First Addendum to the Memorandum of Understanding Governing Listing Matters |
9 Mar 2018 |
||
18. |
12 Dec 2002 |
||
19. |
22 Aug 2001 |
||
The Stock Exchange of Hong Kong Limited |
|||
20. |
Hong Kong Exchanges and Clearing Limited
|
20 Feb 2001 |
|
23 Jan 2007 |
|||
21. |
Memorandum of Understanding Concerning the Regulation of Mandatory Provident Fund Products |
30 Jun 1999 |
|
22. |
Memorandum of Understanding on Cooperation in respect of Supervision of Entities or Financial Groups |
23 Oct 1995 |
Last update: 3 Sep 2020