Regulatory collaboration

Regulatory collaboration

To maintain high standards of regulation, we foster effective regulatory and enforcement cooperation with fellow regulators in Hong Kong, mainland China and major overseas markets through discussions of issues of common interest or matters that require collaboration.

We also play an active role in setting international standards for securities regulation through our participation in global forums, such as the Financial Stability Board and the International Organization of Securities Commissions. These cover the full range of securities regulatory policy, including investment products, enforcement, supervision, secondary markets, listing regulation, credit rating agencies and hedge funds.

Cooperation is often founded on memoranda of understanding which set out the agreed approaches to issues ranging from enforcement to market development. Over the years, we have signed a number of bilateral or multilateral agreements with localMainland and overseas regulatory bodies.

 

Last update: 10 Mar 2020