Facebook   LinkedIn   WeChat   YouTube Alert List
Corporate Affairs

This division is comprised of:  

  • Complaints
  • Finance
  • Human Resources
  • Information Technology
  • Planning and Administration 

 What we do:

  • Provide overall support for SFC operations, including human resources recruitment and development, information technology, project management, finance and administration
  • Oversee the administration of SFC’s complaint handling procedures

Complaints

  • Oversees the administration of SFC’s complaint handling procedures
  • Administers and evaluates complaints against intermediaries and market activities
  • Acts as secretariat to SFC’s internal Complaints Committee

Finance

  • Provides accounting and treasury support to the SFC and its subsidiaries, the investor compensation funds, the dealers’ deposits funds and the Securities Training Sponsorship Foundation Ltd
  • Formulates and administers internal control procedures in finance-related areas to maintain effective and efficient operations
  • Prepares the annual budget and monitors the SFC’s income and expenditure

Human Resources

  • Provides strategic leadership for people-related matters, including organisational effectiveness and employee satisfaction
  • Provides a full range of centralised, comprehensive human resources services, including recruitment, employee engagement, performance management, compensation and benefits
  • Provides learning opportunities for staff development

Information Technology

  • Manages the best use of information technology to support the operational needs of the SFC
  • Provides information technology services to SFC staff

Planning and Administration

  • Coordinates corporate planning and cross-divisional activities and resources
  • Monitors high-priority projects within Corporate Affairs to ensure key risks are being addressed and are delivered effectively and on time
  • Provides day-to-day administrative support, office facilities and corporate security
  • Provides library service and research assistance

Last update: 4 Jul 2024

We use cookies to improve the website performance and user experience. If you continue to use this website, you are agreeing to their uses. Learn more about our privacy policy.