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3. Corporate governance
   • Governance structure
     • Chairman's role and responsibilities
     • CEO's role and responsibilities
   • Principles
   • Independent panels and tribunals
   • Performance pledges
   • Statement on responsible ownership

The Securities and Futures Ordinance underpins our governance structure, which aims to ensure that the SFC acts to fulfil our mandate with credibility, dedication, fairness and transparency.

We are committed to maintaining an effective corporate governance framework comprising a well-defined management structure, high standards of conduct, comprehensive operational and financial control procedures and independent checks and balances.

Last update: 17 Jan 2020