本會期望中介人在客戶協議中僅納入與其獲發牌或註冊從事的“受規管活動”有關的服務的說明，但不期望中介人在客戶協議中納入《證券及期貨條例》所指的“受規管活動”的範圍以外的服務。
中介人應在客戶協議中清楚及準確地說明帳戶的性質，以及與有關受規管活動相關並將向客戶提供的服務（“受規管服務”）類型（例如經紀服務、委託投資組合管理服務）、客戶關係的性質（例如顧問關係）和所涉及的金融產品類型（例如證券、期貨合約或槓桿式外匯合約）。若中介人將透過不同類型的帳戶（例如經紀帳戶、委託投資管理帳戶）向客戶提供不同類型的受規管服務，他們應具體列明將透過各特定類型的帳戶提供的服務類型。客戶協議中的說明應與將向客戶提供的實際受規管服務的性質相符。舉例來說，若中介人向其客戶提供顧問服務，便不應將之失實描述為其他服務。
最後更新日期: 2015年1月22日
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