依據《證券及期貨條例》（該條例），不論是以向公眾發售還是私人形式發售的開放式基金型公司，均須向證監會註冊，並須遵守該條例、《證券及期貨(開放式基金型公司)規則》及《開放式基金型公司守則》。
除該條例第 103 條下的豁免項目外，以公開形式發售的開放式基金型公司亦須根據該條例第 104 條取得證監會的認可。一如其他獲證監會認可的向公眾發售的基金，向公眾發售的開放式基金型公司亦須符合《證監會有關單位信託及互惠基金、與投資有關的人壽保險計劃及非上市結構性投資產品的手冊》（包括《單位信託及互惠基金守則》）的規定。
最後更新日期: 2023年7月21日
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