Date,Stock Code,Stock Name,Aggregated Reportable Short Positions (Shares),Aggregated Reportable Short Positions (HK$) 11/01/2013,1,CHEUNG KONG,8308213,1046004017 11/01/2013,2,CLP HOLDINGS,21976340,1429560917 11/01/2013,3,HK & CHINA GAS,95730905,2024708641 11/01/2013,4,WHARF HOLDINGS,13465682,855744091 11/01/2013,5,HSBC HOLDINGS,92408710,7748470334 11/01/2013,6,POWER ASSETS,14238893,932647492 11/01/2013,11,HANG SENG BANK,27131783,3239534890 11/01/2013,12,HENDERSON LAND,16001668,927296661 11/01/2013,13,HUTCHISON,22320028,1879346358 11/01/2013,16,SHK PPT,22963654,2829122173 11/01/2013,17,NEW WORLD DEV,26140897,358130289 11/01/2013,19,SWIRE PACIFIC A,2785341,272963418 11/01/2013,23,BANK OF E ASIA,53133733,1644489036 11/01/2013,53,GUOCO GROUP,0,0 11/01/2013,56,ALLIED PPT (HK),0,0 11/01/2013,66,MTR CORPORATION,3952468,123317002 11/01/2013,83,SINO LAND,17259636,263382045 11/01/2013,86,SUN HUNG KAI CO,0,0 11/01/2013,101,HANG LUNG PPT,31848870,982537640 11/01/2013,133,CHINA MERCHANTS,0,0 11/01/2013,135,KUNLUN ENERGY,104356700,1688491406 11/01/2013,144,CHINA MER HOLD,20799600,545989500 11/01/2013,151,WANT WANT CHINA,132465610,1390888905 11/01/2013,165,CHINA EB LTD,1237490,17621858 11/01/2013,168,TSINGTAO BREW,26593521,1235269050 11/01/2013,171,SILVER GRANT,3452000,5764840 11/01/2013,267,CITIC PACIFIC,128024935,1692489641 11/01/2013,291,CHINA RESOURCES,37054216,1011580097 11/01/2013,293,CATHAY PAC AIR,61029306,904454315 11/01/2013,302,WING HANG BANK,1046091,83687280 11/01/2013,322,TINGYI,57241702,1204937827 11/01/2013,330,ESPRIT HOLDINGS,113063936,1273099919 11/01/2013,358,JIANGXI COPPER,50344579,1057236159 11/01/2013,373,ALLIED GROUP,0,0 11/01/2013,386,SINOPEC CORP,363986818,3352318594 11/01/2013,388,HKEX,58946380,8488278720 11/01/2013,390,CHINA RAILWAY,143075840,691056307 11/01/2013,440,DAH SING,340024,12461880 11/01/2013,489,DONGFENG GROUP,100652922,1296409635 11/01/2013,494,LI & FUNG,526228368,7304049748 11/01/2013,662,ASIA FINANCIAL,0,0 11/01/2013,688,CHINA OVERSEAS,290164367,7138043428 11/01/2013,700,TENCENT,31792180,8113364336 11/01/2013,721,C FIN INT INV,0,0 11/01/2013,728,CHINA TELECOM,402327368,1738054230 11/01/2013,753,AIR CHINA,65751316,466176830 11/01/2013,762,CHINA UNICOM,220812494,2874978672 11/01/2013,763,ZTE,84355709,1240028922 11/01/2013,806,VALUE PARTNERS,7784000,40554640 11/01/2013,836,CHINA RES POWER,15924965,316588304 11/01/2013,857,PETROCHINA,340275732,3702199964 11/01/2013,883,CNOOC,150239450,2436883879 11/01/2013,902,HUANENG POWER,122711651,858981557 11/01/2013,914,ANHUI CONCH,196435941,5568958927 11/01/2013,916,CHINA LONGYUAN,50280705,321293705 11/01/2013,939,CCB,926014542,5982053941 11/01/2013,941,CHINA MOBILE,79136450,7110410033 11/01/2013,966,CHINA TAIPING,8562309,133400774 11/01/2013,998,CITIC BANK,186843118,924873434 11/01/2013,1031,KINGSTON FIN,6352000,4827520 11/01/2013,1044,HENGAN INT'L,35418811,2631617657 11/01/2013,1066,WEIGAO GROUP,94034277,701495706 11/01/2013,1088,CHINA SHENHUA,85141224,2830945698 11/01/2013,1099,SINOPHARM,53274753,1361169939 11/01/2013,1109,CHINA RES LAND,62874095,1424098252 11/01/2013,1111,CHONG HING BANK,0,0 11/01/2013,1157,ZOOMLION,230455958,2470487870 11/01/2013,1171,YANZHOU COAL,198181290,2746792679 11/01/2013,1199,COSCO PACIFIC,6577545,77615031 11/01/2013,1288,ABC,1164333528,4622404106 11/01/2013,1299,AIA,63911046,1914135828 11/01/2013,1336,NCI,5579658,175480244 11/01/2013,1398,ICBC,1275739076,7348257078 11/01/2013,1800,CHINA COMM CONS,171215265,1320069693 11/01/2013,1880,BELLE INT'L,116630008,1973379735 11/01/2013,1898,CHINA COAL,195696974,1706477613 11/01/2013,1928,SANDS CHINA LTD,34895557,1284156498 11/01/2013,1988,MINSHENG BANK,669520113,6340355470 11/01/2013,2238,GAC GROUP,127785799,975005646 11/01/2013,2318,PING AN,58127871,3891660963 11/01/2013,2328,PICC P&C,59302086,709252949 11/01/2013,2333,GREATWALL MOTOR,85582351,2336398182 11/01/2013,2338,WEICHAI POWER,70917304,2542385348 11/01/2013,2356,DAHSING BANKING,0,0 11/01/2013,2388,BOC HONG KONG,41849597,1044147445 11/01/2013,2600,CHALCO,502964054,1986708013 11/01/2013,2601,CPIC,48041341,1494085705 11/01/2013,2628,CHINA LIFE,221987357,5771671282 11/01/2013,2883,CHINA OILFIELD,13940981,216085206 11/01/2013,2888,STANCHART,2924833,611290097 11/01/2013,2899,ZIJIN MINING,710113259,2194249970 11/01/2013,3323,CNBM,270150418,3220192983 11/01/2013,3328,BANKCOMM,231524455,1412299176 11/01/2013,3360,FE HORIZON,7023000,44244900 11/01/2013,3618,CQRC BANK,79526239,341962828 11/01/2013,3968,CM BANK,184897939,3246807809 11/01/2013,3988,BANK OF CHINA,1150851915,4200609490 11/01/2013,6030,CITIC SEC,123818981,2350084259