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Regulatory updates Circulars Consultations

30 Sep 2026

SFC, Securities Commission Malaysia announce Single Submission Arrangement to streamline simultaneous listings in Malaysia and Hong Kong

29 Sep 2026

SFC reprimands and fines Zheng Da International Financial Holding Limited $7 million and suspends its responsible officer for regulatory breaches

28 Sep 2026

SFC shares updates with securities industry on scam prevention and cybersecurity

28 Sep 2026

New speech by Kelvin Wong: Remarks at SFC and Accounting and Financial Reporting Council’s MoU Signing Ceremony

Regulatory calendar

30 Sep 2026

Circular to Intermediaries Roadmap for Implementing the Hong Kong Investor Identification Regime for the Exchange-traded Derivatives Market

30 Sep 2026

Circular to intermediaries Obtaining client consent under the Hong Kong Investor Identification Regime for the exchange-traded derivatives market (HKIDR-DM)

30 Sep 2026

Securities and Futures Commission & Securities Commission Malaysia Memorandum of Understanding on Simplified Dual IPO Listing Framework Circular on the Single Submission Arrangement for Dual Listings in Hong Kong

4 Sep 2026

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Brokers' Forum

Please note that anti-money laundering and counter-financing of terrorism (AML/CFT) sanctions related circulars are only available on the complete list of AML/CFT circulars which can be found here.

23 Jun 2026

SFC concludes consultation on the investor identification regime for Hong Kong’s exchange-traded derivatives market

5 Jun 2026

SFC and HKMA conclude joint consultation on amendments to Clearing Rules for over-the-counter derivative transactions

26 May 2026

FSTB and SFC conclude consultations on virtual asset advisory and management regimes

29 Jan 2026

SFC and HKMA jointly consult on standard calculation periods under OTC derivative Clearing Rules

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Fraud alert :	SFC warns of https://www.ultimamarkets.com and others
Unlicensed VATP alert :	SFC warns of www.dfx.cn and others
Suspicious Investment Products alert :	SFC warns of FNXAI and 1FNXAI token
Suspicious websites alert :	SFC warns of https://tradingdice.com, https://www.openworldmarkets.com, https://www.marketspick.com/ar/
Unlicensed entities alert :	SFC warns of Evolving Capital